Webinar Details
Course Description
Walkthroughs are foundational to SOX control design conclusions, yet weaknesses in execution and documentation frequently undermine audit quality and defensibility. This webinar will explore common walkthrough breakdowns, including overreliance on inquiry, failure to trace real transactions, unclear system touchpoints, and boilerplate documentation. Participants will examine how weak walkthroughs create downstream testing risk, increase regulatory scrutiny, and lead to late discovery of control design gaps.
The webinar will walk through practical techniques to strengthen walkthrough execution and documentation consistency.
Learning Objectives
- Identify common walkthrough execution weaknesses.
- Recognize common walkthrough documentation weaknesses.
- Discover how to apply techniques to strengthen walkthrough quality.
Prerequisites
- None
Who Should Attend
CPAs, accounting/finance professionals impacted by walkthroughs.
Advanced Preparation
None
Presenter Details
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Jen Nelson
- Presenter
Jen Nelson, CISA, CIA, is an accomplished IT audit and compliance consultant with more than 17 years of experience, including nine years in Big 4 public accounting. She operates her own consulting practice dedicated exclusively to IT SOX (U.S. and UK) and SOC 1/SOC 2 compliance, where she helps organizations design, assess, and strengthen effective IT control environments across diverse industries and systems.
Jen has successfully guided clients through audits, readiness projects, and control remediation. She also contracts in quality control and training, helping audit teams refine their workpapers and elevate audit quality. Renowned for her clear, practical advice and deep technical knowledge, Jen holds both the CISA and CIA cred...
NASBA Sponsor
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Encoursa is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: NASBAregistry.org.
Date & Time
CPE
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Webinars: CPE certificates will be accessible through your dashboard 1 hour after a webinar concludes.
Self-Study: CPE certificates will be accessible through your dashboard immediately after passing the qualified assessment.
For specific instructions on accessing your CPE, please see our FAQ section on our support page.
- Multiple Attendees on Webinars: Each attendee should register separately for the webinar. If more than 1 attendee participated from the same device, please contact us after the event to let us know. For group signups for paid events, please contact us.
Purchase options
Live Webinar
Weaknesses in Walkthroughs and Documentation
by Jen Nelson from Encoursa
- Aug 4, 2026
- 1:00 PM EDT
- Credits: 1.00
$24.00
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