Webinar Details
Course Description
401(k) plans are a key benefit for employees but come with significant responsibilities for employers. This webinar will guide CPAs in understanding the complexities of 401(k) liability, compliance, and plan design. Learn how to mitigate fiduciary risks, ensure regulatory adherence, and structure plans that align with both employer goals and participant needs. Gain actionable insights to better support your clients and their businesses.
Learning Objectives
- Understand fiduciary responsibilities and how to reduce liability for 401(k) plans.
- Identify strategies for ensuring compliance with regulatory requirements.
- Explore plan design techniques to better meet employer and participant objectives.
Prerequisites
- None
Who Should Attend
CPAs and accounting professionals involved in advising businesses on retirement plans.
Advanced Preparation
None
Presenter Details
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Jonathon Soucier
- Financial Advisor & Advanced Case Specialist
Jonathon started his career in the financial services industry shortly after graduating from University of California, Riverside with a BA in Finance, in 2008. Recognizing the need to be independent of any one financial services provider, Jonathon started his own company, DaVinci Financial in 2012. Before selling his interest in 2015, Jonathon developed several profitable and innovative marketing strategies to grow the firm. He built an automated recruiting system for the marketing team that covered 20 states. He augmented this system with an automated telemarketing process to create business opportunities for his sales team and then added an innovative electronic back office to administer and process business. DaVinci was one of the fir... Read more
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Guy Baker
- Founding Partner and Managing Director
Guy Baker is the founding partner and managing director of BTA Advisory Group. Despite his 45 years of industry experience, Guy is always trying to better himself for the benefit of his clients. Currently, he is finishing a PhD in Retirement and Financial Services at the American College, where he is studying the newest strategies in retirement income planning.
His experience in the investment and estate planning fields is extensive. He has completed many estate plans for families with a net worth in excess of $25,000,000 working with nationally known estate planning attorneys. Guy helped found the National Association of Family Wealth Counselors and was a founding Board Member in The Stewardship Alliance – a group of professional... Read more
NASBA Sponsor
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Encoursa is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: NASBAregistry.org.
Date & Time
CPE
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Webinars: CPE certificates will be accessible through your dashboard 1 hour after a webinar concludes.
Self-Study: CPE certificates will be accessible through your dashboard immediately after passing the qualified assessment.
For specific instructions on accessing your CPE, please see our FAQ section on our support page.
- Multiple Attendees on Webinars: Each attendee should register separately for the webinar. If more than 1 attendee participated from the same device, please contact us after the event to let us know. For group signups for paid events, please contact us.
Purchase options
Live Webinar
401(k) Plan Design and Compliance Considerations
Sponsored by BTA Advisory Group
- Feb 12, 2025
- 2:00 PM EST
- Credits: 1.00
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